The FCA's Conduct of Business Sourcebook rule 2.2.3R requires GO ETF Solutions LLP to include a disclosure of the nature of its commitment to the UK Stewardship Code (the "Code") issued by the Financial Reporting Council. GO ETF Solutions LLP does not commit to the Code because it believes that it is not relevant to investment managers of exchange traded funds. If the firm does not commit to the Code, it must state in general terms its investment strategy. The code sets out various principles relating to the level of engagement by investors with UK equity investors.
GO ETF Solutions LLP 's investment strategy is to, on behalf of its client, track the performance of the applicable benchmark index of the relevant exchange traded fund. This strategy does not result in it trading single equities. Therefore, although GO ETF Solutions LLP supports the objectives set out within the Code, the provisions are not deemed to be relevant to the type of investment strategy and trading currently undertaken by it. Should any material changes occur to the strategy which would make the Code relevant, GO ETF Solutions LLP will amend this disclosure.
GO ETF Solutions LLP’s Remuneration Code disclosure can be found here (PDF). Details of GO ETF Solutions LLP’s Pillar 3 disclosure can be found in its financial statements filed with the Companies House of the United Kingdom.
See the GO ETF Solutions LLP - Top 5 Venues Report 2018 (PDF)
See GO ETF Solutions LLP - Best Execution (PDF)
The Complaints Policy of GO ETF Solutions LLP can be found here (PDF).
GO ETF Solutions LLP is registered in England and Wales No. OC329482. Authorised and regulated by the Financial Conduct Authority.